Charlotte Westfall

Charlotte Westfall is a partner with The Crone Law Group P.C. Her practice focuses on capital markets, public company advisory services and Mergers & Acquisitions.

Charlotte advises issuers, underwriters and investors in public and private securities offerings, including IPOs, SPACs, follow-on and secondary public offerings, shelf registrations, PIPE transactions, convertible debt and debt securities. She is known for her ability to anticipate and effectively navigate issues before they arise while executing clients’ IPO plans, proactively working with their in-house teams.

Charlotte serves as principal corporate governance and securities counsel for both US and non-US public companies on SEC and corporate governance issues, including SEC regulatory and disclosure requirements and stock exchange listing compliance including 10-Ks, 10-Qs, proxies, 8-Ks, 20-Fs, 6-Ks and other SEC filings.

Charlotte previously worked for two US global law firms. She has advised numerous Silicon Valley startups on corporation formation, VC financing and general corporate matters.  Charlotte is well-versed in both the US and Chinese legal systems and business cultures.